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Page 1 of 13 Authentication, Authorization and Accounting (AAA) protocols such as TACACS [TACACS] and RADIUS [RADIUS] were initially deployed to provide dial-up PPP [PPP] and terminal server access. Over time, with the growth of the Internet and the introduction of new access technologies, including wireless, DSL, Mobile IP and Ethernet, routers and network access servers (NAS) have increased in complexity and density, putting new demands on AAA protocols.
Network access requirements for AAA protocols are summarized in [AAAREQ]. These include:
Failover [RADIUS] does not define failover mechanisms, and as a result, failover behavior differs between implementations. In order to provide well defined failover behavior, Diameter supports application-layer acknowledgements, and defines failover algorithms and the associated state machine. This is described in Section 5.5 and [AAATRANS].
Transmission-level security [RADIUS] defines an application-layer authentication and integrity scheme that is required only for use with Response packets. While [RADEXT] defines an additional authentication and integrity mechanism, use is only required during Extensible Authentication Protocol (EAP) sessions. While attribute-hiding is supported, [RADIUS] does not provide support for per-packet confidentiality. In accounting, [RADACCT] assumes that replay protection is provided by the backend billing server, rather than within the protocol itself.
While [RFC3162] defines the use of IPsec with RADIUS, support for IPsec is not required. Since within [IKE] authentication occurs only within Phase 1 prior to the establishment of IPsec SAs in Phase 2, it is typically not possible to define separate trust or authorization schemes for each application. This limits the usefulness of IPsec in inter-domain AAA applications (such as roaming) where it may be desirable to define a distinct certificate hierarchy for use in a AAA deployment. In order to provide universal support for transmission-level security, and enable both intra- and inter-domain AAA deployments, IPsec support is mandatory in Diameter, and TLS support is optional. Security is discussed in Section 13.
Reliable transport RADIUS runs over UDP, and does not define retransmission behavior; as a result, reliability varies between implementations. As described in [ACCMGMT], this is a major issue in accounting, where packet loss may translate directly into revenue loss. In order to provide well defined transport behavior, Diameter runs over reliable transport mechanisms (TCP, SCTP) as defined in [AAATRANS].
Agent support [RADIUS] does not provide for explicit support for agents, including Proxies, Redirects and Relays. Since the expected behavior is not defined, it varies between implementations. Diameter defines agent behavior explicitly; this is described in Section 2.8.
Server-initiated messages While RADIUS server-initiated messages are defined in [DYNAUTH], support is optional. This makes it difficult to implement features such as unsolicited disconnect or reauthentication/reauthorization on demand across a heterogeneous deployment. Support for server-initiated messages is mandatory in Diameter, and is described in Section 8.
Auditability RADIUS does not define data-object security mechanisms, and as a result, untrusted proxies may modify attributes or even packet headers without being detected. Combined with lack of support for capabilities negotiation, this makes it very difficult to determine what occurred in the event of a dispute. While implementation of data object security is not mandatory within Diameter, these capabilities are supported, and are described in [AAACMS].
Transition support While Diameter does not share a common protocol data unit (PDU) with RADIUS, considerable effort has been expended in enabling backward compatibility with RADIUS, so that the two protocols may be deployed in the same network. Initially, it is expected that Diameter will be deployed within new network devices, as well as within gateways enabling communication between legacy RADIUS devices and Diameter agents. This capability, described in [NASREQ], enables Diameter support to be added to legacy networks, by addition of a gateway or server speaking both RADIUS and Diameter.
In addition to addressing the above requirements, Diameter also provides support for the following:
Capability negotiation RADIUS does not support error messages, capability negotiation, or a mandatory/non-mandatory flag for attributes. Since RADIUS clients and servers are not aware of each other's capabilities, they may not be able to successfully negotiate a mutually acceptable service, or in some cases, even be aware of what service has been implemented. Diameter includes support for error handling (Section 7), capability negotiation (Section 5.3), and mandatory/non-mandatory attribute-value pairs (AVPs) (Section 4.1).
Peer discovery and configuration RADIUS implementations typically require that the name or address of servers or clients be manually configured, along with the corresponding shared secrets. This results in a large administrative burden, and creates the temptation to reuse the RADIUS shared secret, which can result in major security vulnerabilities if the Request Authenticator is not globally and temporally unique as required in [RADIUS]. Through DNS, Diameter enables dynamic discovery of peers. Derivation of dynamic session keys is enabled via transmission-level security.
Roaming support The ROAMOPS WG provided a survey of roaming implementations [ROAMREV], detailed roaming requirements [ROAMCRIT], defined the Network Access Identifier (NAI) [NAI], and documented existing implementations (and imitations) of RADIUS-based roaming [PROXYCHAIN]. In order to improve scalability, [PROXYCHAIN] introduced the concept of proxy chaining via an intermediate server, facilitating roaming between providers. However, since RADIUS does not provide explicit support for proxies, and lacks auditability and transmission-level security features, RADIUS- based roaming is vulnerable to attack from external parties as well as susceptible to fraud perpetrated by the roaming partners themselves. As a result, it is not suitable for wide-scale deployment on the Internet [PROXYCHAIN]. By providing explicit support for inter-domain roaming and message routing (Sections 2.7 and 6), auditability [AAACMS], and transmission-layer security (Section 13) features, Diameter addresses these limitations and provides for secure and scalable roaming.
In the decade since AAA protocols were first introduced, the capabilities of Network Access Server (NAS) devices have increased substantially. As a result, while Diameter is a considerably more sophisticated protocol than RADIUS, it remains feasible to implement
within embedded devices, given improvements in processor speeds and the widespread availability of embedded IPsec and TLS implementations.
1.1. Diameter Protocol
The Diameter base protocol provides the following facilities:
- Delivery of AVPs (attribute value pairs) - Capabilities negotiation - Error notification - Extensibility, through addition of new commands and AVPs (required in [AAAREQ]). - Basic services necessary for applications, such as handling of user sessions or accounting
All data delivered by the protocol is in the form of an AVP. Some of these AVP values are used by the Diameter protocol itself, while others deliver data associated with particular applications that employ Diameter. AVPs may be added arbitrarily to Diameter messages, so long as the required AVPs are included and AVPs that are explicitly excluded are not included. AVPs are used by the base Diameter protocol to support the following required features:
- Transporting of user authentication information, for the purposes of enabling the Diameter server to authenticate the user.
- Transporting of service specific authorization information, between client and servers, allowing the peers to decide whether a user's access request should be granted.
- Exchanging resource usage information, which MAY be used for accounting purposes, capacity planning, etc.
- Relaying, proxying and redirecting of Diameter messages through a server hierarchy.
The Diameter base protocol provides the minimum requirements needed for a AAA protocol, as required by [AAAREQ]. The base protocol may be used by itself for accounting purposes only, or it may be used with a Diameter application, such as Mobile IPv4 [DIAMMIP], or network access [NASREQ]. It is also possible for the base protocol to be extended for use in new applications, via the addition of new commands or AVPs. At this time the focus of Diameter is network access and accounting applications. A truly generic AAA protocol used by many applications might provide functionality not provided by Diameter. Therefore, it is imperative that the designers of new applications understand their requirements before using Diameter.
See Section 2.4 for more information on Diameter applications.
Any node can initiate a request. In that sense, Diameter is a peer- to-peer protocol. In this document, a Diameter Client is a device at the edge of the network that performs access control, such as a Network Access Server (NAS) or a Foreign Agent (FA). A Diameter client generates Diameter messages to request authentication, authorization, and accounting services for the user. A Diameter agent is a node that does not authenticate and/or authorize messages locally; agents include proxies, redirects and relay agents. A Diameter server performs authentication and/or authorization of the user. A Diameter node MAY act as an agent for certain requests while acting as a server for others.
The Diameter protocol also supports server-initiated messages, such as a request to abort service to a particular user.
1.1.1. Description of the Document Set
Currently, the Diameter specification consists of a base specification (this document), Transport Profile [AAATRANS] and applications: Mobile IPv4 [DIAMMIP], and NASREQ [NASREQ].
The Transport Profile document [AAATRANS] discusses transport layer issues that arise with AAA protocols and recommendations on how to overcome these issues. This document also defines the Diameter failover algorithm and state machine.
The Mobile IPv4 [DIAMMIP] application defines a Diameter application that allows a Diameter server to perform AAA functions for Mobile IPv4 services to a mobile node.
The NASREQ [NASREQ] application defines a Diameter Application that allows a Diameter server to be used in a PPP/SLIP Dial-Up and Terminal Server Access environment. Consideration was given for servers that need to perform protocol conversion between Diameter and RADIUS.
In summary, this document defines the base protocol specification for AAA, which includes support for accounting. The Mobile IPv4 and the NASREQ documents describe applications that use this base specification for Authentication, Authorization and Accounting.
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